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Regulatory Landscape of Alternative Investments

Regulatory Landscape of Alternative Investments

This course is part of multiple programs.

Instructor: Dr. Craig Lemoine

1,794 already enrolled

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4 modules

Gain insight into a topic and learn the fundamentals.

Intermediate level

Recommended experience

1 week to complete

at 10 hours a week

Flexible schedule

Learn at your own pace

4 modules

Gain insight into a topic and learn the fundamentals.

Intermediate level

Recommended experience

1 week to complete

at 10 hours a week

Flexible schedule

Learn at your own pace

What you'll learn

Develop an understanding of the regulatory aspects of alternative investments including reporting obligations and accredited investors laws.
Analyze the application of various types of alternative investments such as private equity, hedge funds, real estate, and private debt assets.
Explore best practices for various investments and working with private equity and accredited investors.

Skills you'll gain

Details to know

Shareable certificate

Add to your LinkedIn profile

Assessments

6 assignments

Taught in English

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Gain a foundational understanding of a subject or tool
Develop job-relevant skills with hands-on projects
Earn a shareable career certificate

There are 4 modules in this course

This comprehensive course offers a thorough understanding of the regulatory aspects of alternative investments, focusing on the roles of regulatory bodies and reporting obligations. It covers securities, issuers, registrations, and laws relevant to accredited investors. The importance of due diligence, anti-money laundering regulations, and investor protection are also explained. In this course you will analyze the application of private equity, hedge fund, real estate, and private debt assets for consumers with varying sophistication and net worth. The course also provides insights into land and non-land alternatives, and discusses best practices for derivatives, credit, equity, real estate, and commodities. It concludes with exploring private issues, working with private equity and accredited investors, and developing a real estate investment trust.

This course is part of the College of ACES suite of online programs, including the graduate-level certificate, "Land, Agriculture and Alternative Investing" that can be stacked toward a master's degree. To learn more about online programs from the College of ACES and explore ways to apply your Coursera work toward a degree program at the University of Illinois, visit ACES Online at acesonline.illinois.edu.

In the course orientation, you will become familiar with the course, your classmates, and our learning environment. The orientation will also help you obtain the technical skills required for the course. Then dive into the second part of this module to explore the financial industry’s regulatory landscape, understanding roles of regulators, licensing requirements for professionals, and reporting obligations in this succinct module.

What's included

10 videos4 readings2 assignments1 discussion prompt

10 videosTotal 42 minutes

Course Overview2 minutes
Meet Your Instructor | Craig Lemoine2 minutes
Module 1 | Overview 1 minute
Introduction to Regulatory Frameworks 5 minutes
Regulatory Bodies in the Financial Industry 7 minutes
Modern Financial Planning Regulation5 minutes
Financial Structures and Intermediaries6 minutes
Navigating Tradeable Asset Transactions8 minutes
Decoding Titles of Financial Service Professionals 5 minutes
Module 1 | Wrap-up1 minute

4 readingsTotal 50 minutes

Syllabus 10 minutes
Learn More About Flexible Pathways10 minutes
Updating Your Profile10 minutes
The Future of Hedge Fund Regulation: A Comparative Approach20 minutes

2 assignmentsTotal 90 minutes

Module 1 | Knowledge Check60 minutes
Orientation Quiz30 minutes

1 discussion promptTotal 10 minutes

Getting to Know Your Classmates10 minutes

In this module, you will dive into securities regulations, compliance for alternative investments, laws for accredited investors, and the significance of due diligence and AML in investor protection.

What's included

11 videos1 reading1 assignment

11 videosTotal 51 minutes

Module 2 |Overview 1 minute
Navigating U.S. Financial Regulations8 minutes
Alternative Investments in the Regulatory Space3 minutes
Unmasking Wealth Management 2 minutes
A Tale of Three Wealth Managers9 minutes
Regulatory Compliance in Securities Trading2 minutes
Accredited Investors and Regulatory Exemptions 9 minutes
Mutual Fund Regulatory Requirements4 minutes
Hedge Fund Regulatory Requirements 4 minutes
Alternative Investments Due Diligence, AML Regulations & Protection 7 minutes
Module 2 | Wrap-up1 minute

1 readingTotal 10 minutes

Three Wealth Manager Characters10 minutes

1 assignmentTotal 60 minutes

Module 2 | Knowledge Check60 minutes

In this module, you will explore land and non-land investments, understand hedge funds, commodities, and virtual currencies, and learn best practices for various asset classes.

What's included

13 videos2 readings1 assignment

13 videosTotal 55 minutes

Module 3 | Overview 1 minute
Farmland Prior to Great Recession4 minutes
The Last Fifteen Years of Money Pouring In6 minutes
Navigating Land Investments with Higher Interest Rates6 minutes
Hedge Funds and their Role in Portfolios4 minutes
Conversations Around Alternatives with Clients3 minutes
Alternatives and Business Owners4 minutes
Alternatives with Younger Clients2 minutes
Commodities and Derivatives 8 minutes
Real Estate 6 minutes
Virtual Currency: IRS and Tax Basics 3 minutes
Virtual Currency: Types and Taxation 7 minutes
Module 3 | Wrap-up1 minute

2 readingsTotal 30 minutes

Is Bitcoin Prudent?10 minutes
Demystifying Crypto20 minutes

1 assignmentTotal 60 minutes

Module 3 | Knowledge Check60 minutes

In this module, you will investigate intrastate and crowdfunding exceptions, the role of accredited investors, and real estate trusts through the Hover Lawn case study. In the fast pace world of startups and high tech this journey allows you to explore securities and alternatives from the perspective of a business owner and a new idea. At the conclusion of this module, you will be ready to complete the final assessment for the course and earn your Coursera certificate!

What's included

11 videos6 readings2 assignments

11 videosTotal 23 minutes

Module 4 | Overview 1 minute
The Grass-Cutting Revolution: State registration or qualification, Interstate offerings, Rule 141, 147a, Regulation D1 minute
The Million Dollar Question: Regulation D, Rule 147 Rule 147a, Rule 3a11, Regulation Crowdfunding2 minutes
Soaring with Hover Lawn:Regulation D, 506b, 506c, 504, 4a24 minutes
Funding Crossroads: Regulation D, REIT, Real Estate Investment Trust2 minutes
Hover Lawn’s Triumph3 minutes
Explosive Growth2 minutes
The Future of Hover3 minutes
Module 4 | Wrap-up1 minute
Course Wrap-up2 minutes
Graduate-Level Learning: Deepening Your Expertise2 minutes

6 readingsTotal 60 minutes

Learners Guide: Lesson 4.1 Hover Lawn10 minutes
Learners Guide: Lesson 4.2 Hover Lawn10 minutes
Learners Guide: Lesson 4.3 Hover Lawn10 minutes
Congratulations!10 minutes
Stack Your Course Certificate toward Graduate Coursework10 minutes
Getting Your Course Certificate10 minutes

2 assignmentsTotal 150 minutes

Module 4 | Knowledge Check60 minutes
Final Assessment90 minutes

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Instructor

Dr. Craig Lemoine

University of Illinois Urbana-Champaign

13 Courses10,111 learners

Offered by

University of Illinois Urbana-Champaign

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Frequently asked questions

Yes! Although completion of the Coursera course alone is not credit-bearing, it is a required component of a graduate-level Canvas course that can be "stacked" toward advanced credentials such as an academic (transcriptable) graduate certificate or a degree. If you decide to pursue further education, the credits you earn from this course can be applied toward a formal academic program, provided that you meet all the requirements of admission to the certificate or degree.

To access the course materials, assignments and to earn a Certificate, you will need to purchase the Certificate experience when you enroll in a course. You can try a Free Trial instead, or apply for Financial Aid. The course may offer 'Full Course, No Certificate' instead. This option lets you see all course materials, submit required assessments, and get a final grade. This also means that you will not be able to purchase a Certificate experience.

When you enroll in the course, you get access to all of the courses in the Specialization, and you earn a certificate when you complete the work. Your electronic Certificate will be added to your Accomplishments page - from there, you can print your Certificate or add it to your LinkedIn profile.